Senate Select Committee - XVII

Article 21 of the PPA provides that:

The United States anticipates that this Agreement will usher in an era of reconciliation with the Democratic Republic of Vietnam as with all the peoples of Indochina. In pursuance of its traditional role, the United States will contribute to healing the wounds of war and to postwar reconstruction of the Democratic Republic of Vietnam and throughout Indochina.

The inclusion of Article 21 caused considerable controversy in the United States. As described in pages 114-117 of the Montgomery Committee report, Dr. Kissinger and other Administration officials denied at the time and for years afterwards that any negotiations or agreements concerning specific amounts of aid had been conducted.

These denials occurred notwithstanding a secret letter from President Nixon to DRV Premier Pham Van Dong that was hand- delivered on February 1, 1973, four days after the agreement was signed. The letter, which reflected an understanding reached between Dr. Kissinger and Le Duc Tho during the January negotiations, included the following U.S. commitments:

A separate codicil to the letter contained the heading "Understanding Regarding Economic Reconstruction Program." It referred to the recommendations of the Joint Economic Commission "mentioned in the President's note" being implemented by each member "in accordance with its own constitutional provisions."

The record of negotiations supports Dr. Kissinger's contention that he repeatedly informed the DRV that any reconstruction assistance would have to be approved by the U.S. Congress and could not be guaranteed by the Executive Branch acting alone.

Another important issue relating to President Nixon's promise of aid is whether it was meant to be linked with any of the POW/MIA provisions of the agreement and associated understandings. During the course of the secret talks, Dr. Kissinger stated consistently the U.S. position that reconstruction aid was a humanitarian matter that stood alone. In the September 26, 1972 exchange cited above, however, Le Duc Tho explicitly linked the resolution of the issue concerning U.S. POWs in Laos to "the political question and the question of reparations."

It seems, given this record, that the U.S. and DRV took mirror image views of the relationship between the promise of American aid and the release of POWs in Laos. It was the U.S. position that the prisoners must be released whether or not aid was forthcoming. The DRV's preferred position was that aid be forthcoming whether or not prisoners were released. Although U.S. negotiators successfully avoided any linkage of the issues in the agreement, they obviously could not prevent DRV officials from subsequently raising the issue of aid in response to U.S. demands that they comply more fully with the POW/MIA provisions of the accords.

The Agreement

The Paris Peace Accords consisted of the Agreement to End the War and Restoring Peace in Vietnam and four protocols including one on prisoners and detainees. On the military side, the Agreement provided for an immediate ceasefire, the simultaneous withdrawal of all U.S. forces and return of military and civilian POWs within 60 days of the signing, and a prohibition on the introduction of troops, military advisers or personnel into South Vietnam during the 60 day period. It also allowed the GVN and PRG to replace worn out military equipment and materiel after the ceasefire and established military commissions to oversee implementation of the military provisions.

With respect to political issues, the Agreement provided for the exercise of the right of self-determination by the South Vietnamese people, the formation by the PRG and the GVN of a National Council to organize free and democratic elections, the reunification of Vietnam by peaceful means, and a U.S. commitment to contribute to the postwar reconstruction of Indochina, including Vietnam. Provisions for the release of prisoners and accounting for MIAs were contained in Chapter III, Articles 8(a) and 8(b):

Article 20 of the Agreement was intended to pave the way for a regionwide ceasefire and withdrawal of foreign forces:

Also of interest is Article 21, cited above, which contains a general U.S. commitment to "contribute to healing the wounds of war and to postwar reconstruction of the Democratic Republic of Vietnam and throughout Indochina."

Finally, Article 22 of the Agreement stated:

Implementation of the Accords: The First Sixty Days

General Expectations

Given the uncertainties of war, the failure of North Vietnam previously to provide what the U.S. considered a complete list of captured Americans, and the prior unwillingness of communist forces in Laos, Cambodia or South Vietnam to provide any list at all, estimates of the likely number of Americans to be returned when the Agreement was finalized varied widely.

On the day the agreement was signed, the DIA listed 667 American military and civilian personnel as POW and 1,986 as Missing in Action. There was not enough certain knowledge behind these apparently precise numbers, however, to justify confident predictions as to the number of Americans who would be coming home.

Between 1970 and January, 1973, when the PPA was signed, the Nixon Administration had mounted a public campaign around the POW issue to rally U.S. public support and to put pressure on the DRV. During this period, both President Nixon and Secretary of Defense Laird referred to "1600" American POWs and Congress approved a Resolution, with Administration backing, calling for the release of the "1500 American servicemen. . . imprisoned by Communist forces in southeast Asia."

The Committee conducted a deposition of Col. Lawrence Robson, whose responsibilities as a staff member to the Military Assistance Command in Vietnam included the maintenance of files on servicemen who had been lost. Col. Robson recalls a meeting of service representatives at CINCPAC headquarters in Hawaii in August, 1972 in which the estimated number of returnees varied from 400 to 1600.

General Eugene Tighe told the Committee that Admiral Gayler, CINCPAC, had received a tasking from the JCS in the summer of 1972 to work with the service intelligence agencies to compile as complete a list of potential POWs as possible. The goal, said General Tighe in testimony before the Select Committee, was to:

The standards we used for determining whether to show a missing individual on the list or not as an anticipated returnee may have been more liberal or less than those used elsewhere. I have no way of knowing. They were intended to be as accurately anticipatory as humanly possible. . .

General Tighe remembers that the list compiled by CINCPAC contained from 900-1000 names and was sent to the Secretary of Defense and the Chairman of the Joint Chiefs of Staff. Unfortunately, the Select Committee has not been able to locate any record of the list.

Admiral Thomas Moorer, Chairman of the JCS from 1970-1974, told the Committee that the range of expected returnees, to the best of his recollection, was between 400 and 600, with the possibility of going as high as 1100, given the uncertainties. Admiral Moorer attributed the differences in expectations at this point to differences in criteria used to place names on the various lists.

Expectations with Respect to Americans lost in Laos

The confident assurances provided by the President and Dr. Kissinger with respect to the return of prisoners throughout Indochina were particularly encouraging to the families of American airmen downed in Laos. In January, 1973, DIA listed 354 Americans as MIA in Laos, but only 12 as POW. The most tangible evidence of live U.S. POWs, such as letters to family members and the acknowledgement of the enemy that particular individuals were being held, was lacking in Laos. But the large number of airmen downed but not confirmed dead, coupled with a variety of other indications, gave grounds for hope that a significant number of those captured in Laos might be coming home.

William Sullivan, U.S. Ambassador to Laos from 1964 until 1969, recalls receiving information during that time indicating the possible or probable capture of "around 10" U.S. airmen. He told the Committee "I got the sense that it (total U.S. prisoners in Laos) was not a large number. That is. . . less than twenty." According to the Ambassador, the U.S. believed that the prisoners were being held at two locations, Xianghoang and Sam Neua, both of which he said were under the control of the North Vietnamese.

In May, 1970, Mr. Sullivan, now Deputy Assistant Secretary of State for East Asian and Pacific Affairs, told the House Foreign Affairs Committee that "most Americans captured by Communist forces in Laos remain in Laos."

Mr. Sullivan's successor as Ambassador to Laos, McMurtrie Godley, was less certain in his testimony about the possible presence of U.S. POWs in Laos. He told the Committee that:

Ambassador Godley and Mr. Ross Perot gave the Committee conflicting accounts of Mr. Perot's visit to Vientiane in April, 1970. Mr. Perot and two associates remember receiving a briefing from the CIA indicating that U.S. prisoners were being held by the Pathet Lao. Although Mr. Perot did not remember the exact number, his associates recall the number as 26 or 27. Neither Ambassador Godley nor the CIA station chief who allegedly provided the briefing recall the meeting, nor do they confirm that the U.S. had solid intelligence of that many prisoners being held in Laos. However, a former U.S. Embassy officer in Vientiane, James Murphy, recalled during his deposition to the Committee that he had, in fact, escorted Mr. Perot to a meeting with the CIA station chief at the U.S. Embassy.

The extent of roughly contemporaneous U.S. intelligence information is reflected in an April 17, 1974 memorandum prepared by the DIA for the various armed service intelligence agencies. According to the memo, "it is clear that the Pathet Lao had captured some U.S. personnel." Among these were Mr. Eugene DeBruin, a civilian, and Lt. Col. David Hrdlicka, USAF. Photographs of both men in captivity had appeared in Pathet Lao publications. Pathet Lao spokesman Soth Petrasy had acknowledged in May, 1966 that the LPF were holding Mr. DeBruin and that he was in good health.

Pathet Lao Statements. Although the statements were later to be recanted, other LPF statements made prior to Operation Homecoming heightened U.S. expectations concerning the release of prisoners, as well. For example, in September, 1968, Soth Petrasy told a U.S. official that "pilots are generally kept near the area in which their plane is downed and therefore may be found throughout Laos from the south to the north."

In April, 1971, Prince Souphanouvong, Chairman of the LPF Central Committee, made the following statement concerning prisoners:

According to a September 30, 1971 report in the Wall Street Journal:

In February, 1972, Soth Petrasy told an interviewer that "some tens of prisoners are presently being held" by the Pathet Lao.

In April, 1972, Soth told the press that U.S. airmen were being detained in various caves in northern Laos.

These types of statements continued until as late as February 19, 1973, more than three weeks after the PPA was signed, when Soth said that the Pathet Lao had a detailed accounting of prisoners and where they were being held.

DIA Background Paper -- 1992. Toward the end of its investigation, the Committee was provided with a Defense Intelligence Agency Background Paper on Laos. According to that document:

January 27, 1973: the Lists are Exchanged

Under the peace agreement, release of POWs and withdrawal of U.S. troops were to be completed within 60 days of the signing of the PPA, or by March 26. The responsibility for implementing these provisions was vested in a Four Party Joint Military Commission (FPJMC) headed, for the U.S., by General Gilbert Woodward. Reports from the U.S. delegation to the JMC were rendered directly to General Weyand, Commander of the Military Assistance Command, Vietnam (MACV), and copied to Dr. Kissinger, Admiral Moorer of the Joint Chiefs (JCS), and others. A POW subcommission of the JMC was formed on January 30, 1973, headed for the U.S. by Col. B.H. Russell.

The primary objective of the U.S. delegation to the FPJMC was to obtain the return of American prisoners under both the terms of the agreement and the side understanding between the U.S. and DRV that U.S. POWs captured throughout Indochina would be returned. The unit's historian described the reason this way:

The lists of U.S. prisoners were placed in American hands shortly after noon, eastern standard time, on January 27. The lists from the DRV and the PRG included a total of 586 Americans to be returned, and 64 as having died in captivity. This left 80 Americans listed as POW (reduced to 73 after the DRV/Laos list was released on February 1), and 1,276 listed by DIA as MIA.

Reaction: Disappointment and Dismay

The Select Committee was told by numerous witnesses that there was widespread disappointment, especially within the Department of Defense, about the number of names on the list. General Eugene Tighe, for example, remembers "shock and sadness at the paucity of the lists of names we received versus what we expected." Similarly, Secretary of Defense Melvin Laird told the Committee that "I was disappointed with the list because I hoped that there would be more. . . "

U.S. officials were particularly distressed by the fact that the lists did not include any Americans who were believed held prisoner in Laos, although two Americans listed as MIA in Laos were on the list provided by the Viet Cong. The U.S. was certain that the DRV had information concerning at least some prisoners captured in Laos, because the DIA believed that at least a small number of Americans had been captured in Laos by the North Vietnamese and transferred to prison in Hanoi.

Families of missing Americans that were not included on the lists were also dismayed, especially concerning the lack of a list of prisoners captured in Laos. Mrs. Phyllis Galanti, chairman of the Board of the National League of POW/MIA Families, told the Associated Press on January 28, 1973 that "Everything we have been told led us to believe there would be a list." At a meeting of the WSAG Group on Jan. 29, Dr. Kissinger asked for the Defense Department's reaction to the lists:

American Protests

U.S. protests about the failure of the DRV to produce a list of POWs captured in Laos were raised immediately at meetings of the JMC and in direct communications between the American and North Vietnamese negotiating teams. On January 29, 1973 Deputy National Security Adviser Brent Scowcroft cabled the U.S. delegation to the peace talks in Paris that a letter from President Nixon to the DRV on the subject of reconstruction aid had been prepared, but that it should not be delivered until the DRV had produced a list of U.S. prisoners captured in Laos. After the DRV failed to produce the list at a meeting on January 30, a note was sent to Le Duc Tho the following day warning that the issue could jeopardize Dr. Kissinger's planned trip to Hanoi to discuss economic aid.

Finally, on February 1, the exchange of the letter from President Nixon and the list of prisoners captured in Laos took place. Col. George Guay, who made the exchange for the U.S. side, described it in a cable to Brent Scowcroft of the National Security Council staff:

Reactions to the DRV/Laos List

As of February 1, 1973, 352 Americans were listed as MIA in Laos. Of these, two were on the list provided by the DRV. Of the 12 Americans listed as POW in Laos, three were on the list.

American officials were concerned by the small number of individuals on the DRV/Laos list, compared to the total number of U.S. servicemen unaccounted for in Laos. They were concerned, as well, by DIA's belief that the list appeared to consist entirely of prisoners captured by the North Vietnamese, not the LPF--even though DRV officials claimed to have received the list from the LPF. Individuals like Eugene DeBruin and David Hrdlicka, who were known to have been taken captive by the Pathet Lao, were not included. In addition, the Laos list, unlike the DRV and PRG lists released on January 27, did not include the names of any Americans who had died in captivity.

President Nixon's Cable to Pham Van Dong. The official U.S. reaction to the Laos list was conveyed in a cable from President Nixon to Prime Minister Pham Van Dong on February 2nd:

There is no record in National Security Council or White House files of a specific response from the DRV to this cable, nor is there any indication of further U.S. threats to cancel Dr. Kissinger's trip to Hanoi because the North Vietnamese had not responded favorably. However, Col. Guay, who had personally delivered the cable from President Nixon to the DRV representative, characterized the DRV official's reaction in this way:

As preparations continued for Dr. Kissinger's trip to North Vietnam, the Administration remained publicly dissatisfied with the Laos list. In testimony before the House Foreign Relations Committee on February 8, for example, Secretary of State Rogers said that "we do not regard the Lao list as complete."

Dr. Kissinger's Visit to Hanoi

Prior to the signing of the peace agreement, Dr. Kissinger and Le Duc Tho had discussed the possibility of a visit by Kissinger to Hanoi for the purpose of dramatizing the peace agreement and initiating a process of postwar planning that would include substantial amounts of U.S. aid.

Discrepancy Cases

In preparation for Dr. Kissinger's trip to Hanoi, the DIA prepared a list of 80 individuals, many of whom the agency listed as POW but who were not on the January 27 DRV or Viet Cong lists. In some cases, these were individuals who had been photographed or interviewed while in North Vietnamese custody. Others involved airmen whom the U.S. had reason to believe survived their incident and may have been taken into captivity. According to Dr. Roger Shields, Deputy Assistant Secretary of Defense, there were also some cases about whom the U.S. knew very little, but whose names were added in the hope that the DRV would provide information and also to test the good faith of the North Vietnamese. Folders on approximately 20 of the strongest cases accompanied Dr. Kissinger to Hanoi.

The DIA talking points prepared for Dr. Kissinger stressed the fact that the prisoners on the DRV/Laos list had been captured not by the Pathet Lao, but by the North Vietnamese. The DIA also stated that approximately 215 men from the 350 U.S. personnel missing in Laos "were lost under circumstances that the enemy probably has information regarding their fate."

Accompanied by Deputy Assistant Secretary of State William Sullivan, Dr. Kissinger arrived in Hanoi on February 10 for three days of meetings with DRV leaders, including Pham Van Dong and Le Duc Tho. During a 3 and 1/2 hour meeting on the first day, Dr. Kissinger raised the issue of the U.S. POWs and a number of file folders were given to the North Vietnamese for the purpose of investigation. As Ambassador Sullivan recalled for the Committee:

Dr. Kissinger recalls in his memoirs:

Meanwhile, the two sides went ahead with discussions about reconstruction aid and announced the creation of a Joint Economic Commission which would receive and administer U.S. financial help. Dr. Kissinger told the Select Committee that it was his hope that:

Enforcing the Indochina Understanding

Although the release of American prisoners on the January 27 DRV and PRG lists was proceeding satisfactorily, the U.S. expectation that the DRV would guarantee the release of prisoners in Laos, based on the assurances provided to Dr. Kissinger by Le Duc Tho, was badly shaken. Despite U.S. protests, the DRV continued to promise only the release of a small number of prisoners who had not been held in Laos in the first place. No prisoners actually captured by the Pathet Lao were scheduled for release. The U.S. hoped, however, that the negotiation of a ceasefire between the contending factions in Laos might result in the release of U.S. prisoners even though the U.S. had reached no agreement on this subject with the Pathet Lao.

U.S. hopes were strengthened on February 17, 1973, when Pathet Lao spokesman Soth Petrasy told UPI that his group had "a detailed accounting of prisoners and where they are being held." He also said, however, that prisoners captured in Laos would be returned in Laos--a sign that the LPF did not feel bound by DRV assurances provided to the U.S. under the PPA.

The Laos Ceasefire Agreement

On February 21, the long anticipated ceasefire agreement between Royal Lao and Pathet Lao forces was signed. The pact called for the formation of a coalition government and the subsequent release within 60 days of all POWs, regardless of nationality, held by any side. (Although it was hoped at the time that the agreement would be implemented almost immediately, the coalition government was not formed until 14 months later.)

Also on February 21, Soth Petrasy insisted again that the issue of prisoners in Laos had not been settled by the Paris Peace Agreement. "Whatever U.S. and North Vietnam agreed to regarding prisoners captured in Laos is not my concern. The question of prisoners taken in Laos is to be resolved by the Lao themselves and cannot be negotiated by outside parties over the heads of the Lao."

The day the Laos ceasefire agreement was signed, John Gunther Dean, Charge' at the U.S. Embassy in Vientiane, was told by Soth Petrasy that the Pathet Lao "does hold foreign prisoners, including Americans."

Dr. Kissinger, returning from China, then cabled to the U.S. Embassy in Vientiane suggesting that "Dean follow up his recent conversation with Soth by seeking detailed information concerning those (U.S. prisoners) held and by proposing arrangements for their early release."

On March 13, the subject of U.S. POWs in Laos was discussed at a meeting of the WSAG in the White House:

The following day, the U.S. sent a message to the DRV asking for an explanation of the statements made by Soth Petrasy, but no response was received.

Also on March 14, 1973, President Nixon approved a recommendation from Dr. Kissinger to plan for a 2-3 day series of intensive U.S. air strikes against the Ho Chi Minh Trail in southern Laos to be conducted immediately after the third increment of POWs was released on March 16. Dr Kissinger's rationale for the proposed bombing is described in a memorandum to the President as a "response to continued North Vietnamese infiltration and logistics activity in the South." Dr. Kissinger further proposed that the President's final decision be delayed until after the POW release and in anticipation of further developments.

The Problem Gets Worse

At this point, communications with both the DRV and the Pathet Lao on the issue of U.S. prisoners in Laos became even more difficult. In Saigon on March 19, the American delegate to the Prisoner of War Subcommission of the FPJMC asked the DRV to explain when and where the Americans on the DRV/Laos list would be returned. The North Vietnamese replied that they had no authority to discuss the release of prisoners captured in Laos. During a coffee break, the Hanoi delegate approached the American representative and told him that the Pathet Lao were responsible for negotiating the release of any U.S. prisoners detained by them.

The report of this meeting angered and alarmed Nixon Administration officials. On March 20, Dr. Kissinger dispatched the following cable to Pham Van Dong:

U.S. Intelligence Assessment

The new DRV position on prisoners in Laos was clearly contrary to the assurances provided to Dr. Kissinger by Le Duc Tho. As a result, it invited a tough American response. On March 21, while Administration officials were considering what to recommend, acting DIA Director John R. Deane, Jr. sent a secret memorandum to Admiral Moorer concerning the intelligence community's view of the POW situation in Laos. General Deane wrote that the DRV's purported "Laos list" of February 1, 1973 was limited exclusively to U.S. POWs captured in Laos by the North Vietnamese and did "not represent U.S. POWs captured by the Pathet Lao." General Deane said it was the intelligence community's view that: "There is evidence that the Pathet Lao have information on captured/missing U.S. personnel and should be able to provide a list of alive PWs in addition to information on the fate of many others"

General Deane's memo and other intelligence reports and analyses persuaded Admiral Moorer that it was "highly likely" that the Pathet Lao was holding live U.S. POWs in addition to the nine on the DRV/Laos list. In discussions with other members of the NSC and WSAG, the Admiral learned that there was general agreement on this point among high-level national security officials.

Admiral Moorer's March 22 Cable

The next day, March 22, 1973, Admiral Moorer sent an urgent cable to the Commander-in-Chief, Pacific ordering that the U.S. troop withdrawal be halted unless and until the DRV provided a complete list of American POWs, including those held by the Pathet Lao. The cable reads:

In a letter to the Committee, however, former President Nixon wrote:

Ambassador Godley's Cable

Also on March 22, 1973, the U.S. Ambassador to Laos, MacMurtrie Godley, sent a cable to the Secretary of State advocating a two step approach to obtaining the release of American prisoners captured in Laos:

In testimony before the Select Committee, Ambassador Godley could not remember whether his cable was in response to, or independent of, Admiral Moorer's cable of nine hours earlier.

The March 23 Cable

On March 23, 1973, Admiral Moorer sent a second cable to the United States Command in Southeast Asia. The cable, again transmitting an order approved by the President, the National Security Adviser and the Secretary of Defense, modified the order set forth in Admiral Moorer's cable the day before. The March 23 cable directed that the U.S. troop withdrawal would be completed within the 60-day period as long as the nine American POWs on the DRV/Laos list were released. The cable reads:

The revised U.S. position did succeed in getting "things back on track and moving again." On March 26, the North Vietnamese agreed to the release of the ten POWs on the DRV/Laos list provided only that the actual release be made by representatives of the Pathet Lao. The U.S. accepted the condition, thereby clearing the way for the completion of American troop withdrawals and the end of Operation Homecoming.

As the Administration prepared its response to the DRV, the intelligence community weighed in with information indicating that the LPF was possibly holding U.S. prisoners in addition to those on the DRV/Laos list. This provided impetus for an even tougher response than might otherwise have been given. The decision was made, and reflected in Admiral Moorer's March 22 cable, to demand the return of all U.S. prisoners, including those held by the Pathet Lao.

Almost immediately following the sending of the March 22 cable, however, the Administration apparently had second thoughts. Ambassador Godley indicated that the Pathet Lao would probably not be able to provide quickly a list of prisoners that it held. If true, this meant that adherence to the demand that all prisoners be released might jeopardize and would certainly delay the release of other prisoners, including those on the DRV/Laos list. Thus, the March 23 cable makes it clear that the U.S. would proceed with troop withdrawals if the DRV would guarantee the release of those on the February 1 list. Practically speaking, this had been the policy prior to March 19, and it was the policy that was ultimately carried out.

Homecoming Complete, Laos Unresolved

On March 27, one day prior to the release of the prisoners on the DRV/Laos list, U.S. Embassy officials John Gunther Dean and Richard Rand met in Vientiane with LPF spokesman Soth Petrasy and expressed the hope that additional prisoners would be released. The officials reminded Soth of his earlier statements that the LPF was holding prisoners and discussed, in particular, the cases of David Hrdlicka and Eugene DeBruin. Soth replied by saying that he would refer the matter to his superiors in Sam Neua.

That same day, Richard Kennedy and John Holdridge of the NSC staff summarized the situation in a memorandum to Dr. Kissinger:

Secretary Richardson forwarded the memo from Eagleburger to Dr. Kissinger that same day, including a series of options for following up on the issue. Although Secretary Richardson deleted options suggested by Eagleburger for direct military strikes against Laos, he included proposals to:

SSC XVIII - Post-Homecoming



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